Investment Operations

Financial Services Professional Chester, Virginia, United States

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Summary

I have previous experience in the investment product space, having worked at a broker-dealer. I recently passed FINRAs Securities Industry Essentials exam. I also have studied some of the Series 63 material which is very close to 65 material, which will make for a seamless transition.

Expectations

I am looking for a fully remote position where I can apply my compliance associate expertise. I prefer a role where I am to conduct research to come to a sound decision based on my findings. I also and looking for a company that invests in the work-life balance of their employees.